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1. Company – issuer of securities shall be registered by :
1.1. The company – issuer, on the basis of the following documents:
1.1.1. Registration statement – Form 01/E02, where securities data, incl. their number and nominal value shall also be indicated.;
1.1.2. Copy of the certificate of actual legal status according to the Companies Register;
1.1.3. Copy of BULSTAT number certificate;
1.1.4. Copy of the actual Articles of Association of the company certified by the Companies Register/Register of the respective court;
1.1.5. Copy of the decision of the competent body of the issuer for issuing of the securities certified by the Companies Register/Register of the respective court;
1.1.6. Certificate of ISIN code of the issue;
1.1.7. List of the shareholders on hard copy and on a disk, containing the following data:
1.1.8. for local physical persons – full name of the shareholder, EGN, address according to identity document, number of shares;
1.1.9. for local legal entities – name of the company, seat and registered office, BULSTAT, number of shares;
1.1.10. for foreign physical persons – name, personal number „EGN”/social security number, permanent address and number of shares
1.1.11. For foreign legal entities - name, registration number of entering in the register of the respective country/BULSTAT (if available), registered office, address by registration and number of shares.
1.1.12. Agreement between Central Depository and the issuer for maintenance of actual register of dematerialized securities;
1.1.13. document for paid registration fee;
1.2. Investment intermediary – underwriter, member of Central Depository – the registration shall be performed based on the documents under p.p. 1.1.1 – 1.1.9, whereas a copy of the agreement between the issuer and the investment intermediary-underwriter for servicing the issue shall also be submitted.
1.3. The application for registration shall be signed by the representative of the issuer and the representative of the investment intermediary - underwriter.
1.4. Privatization Agency – registration shall be performed based on the documents under p.p. 1.1.1 – 1.1.9.
1.5. Information under p.1.1.7 on a disk shall be prepared in EXCEL format according to Form 02/E02.
1.6. Registration Documents on hard copy shall be signed by the representative of the company-issuer according to the court registration, and in case of p.1.3 – by the representative of Privatization Agency.
1.7. The submitted copies of documents shall be certified by the text “Confirming with the original”, signature of the person under p.1.5, date and seal of the companies.
2. Registration under p.1 shall be made within a 10-working day period following the submission of the full set of documents under p.1. in the Central Depository.
2.1. Following the registration, the Central Depository shall issue Act of registration of the issue which shall be submitted to the representative of the company – issuer, to a proxy explicitly authorized by him, or to the investment intermediary – underwriter. The act shall include information about the issue amount, list of the shareholders containing their names and the shares they hold.
2.2. Together with the Act under p. 2.1 depository receipts shall be provided to the shareholders for which personal accounts have been opened. The issuer and Central Depository can agree other procedure for submission of depository receipts.
2.3. In case of presence of encumbrances (distraints, pledges on the shares from the issue) Central Depository shall enter the encumbrances on basis of Statement - Form 01Б/E02.
3. Registration of changes.
3.1. Registration of capital increase by issuing of new shares – registration shall be performed based on:
3.1.1. Statement of registration of capital increase by issuing of new shares – Form 03/E02.
3.1.2. Copy of effective court order for the capital change certified by Companies Register/Register of the respective court;
3.1.3. Certificate for actual legal status by the Companies Register;
3.1.4. Copy of the decision of the competent body of the issuer for the capital change certified by Companies Register/Register of the respective court;
3.1.5. List of the shareholders, on hard copy and on a disk, who have acquired new shares from the capital increase, containing the following data:
3.1.5.1. for local physical persons – full name of the shareholder, EGN, address according to the identity documents, number of shares;
3.1.5.2. for local legal entities – name of the company, seat and registered office, BULSTAT, number of shares;
3.1.5.3. for foreign physical persons – name, personal number/social security number, permanent address and number of shares
3.1.5.4. For foreign legal entities - name, registration number of entering in the register of the respective country/BULSTAT (if available), registered office, address by registration and number of shares.
3.1.6. Annex to the Agreement under p. 1.1.8 in regard to the relationships between Central Depository and the issuer related to the capital increase provided they are not settled in this agreement.
3.1.7. Document for paid fee for registration of the change;
3.1.8. Certified copy of the agreement between the issuer and the investment intermediary provided the capital increase is registered through the investment intermediary.
3.1.9. Registered shares from the capital increase shall be blocked on the respective accounts of the shareholders until the capital increase is entered into the register under Art. 30 of the Law on Commission of Financial Supervision. Shares shall be unblocked based on a notification from the Commission of Financial Supervision, stating that the decision for registration of the capital increase is entered in the register in compliance with Art. 30 of the Law on Commission of Financial Supervision and it have entered into effect, within one working day following the receipt of the notification. During this period securities cannot be traded and encumbrances cannot be established thereon.
3.2. Registration of the capital increase through increasing the nominal value of the shares – shall be performed based on Application – Form 04/E02 and the documents under p.p. 3.1.2, 3.1.3, 3.1.4, 3.1.7.
3.3. After completion of the procedure of registration and payment of the shares from the capital increase pursuant to p.3.1 and p.3.2, the issuer shall notify the Central Depository about the completion of the procedure of capital increase. In case the shareholders have not paid the shares from the increase within the specified terms and they shall be cancelled therefore, in addition to the notification, the issuer shall enclose:
3.3.1. List of the shareholders whose shares should be cancelled. The list shall include the data under p. 1.1.7.1-1.1.7.4;
3.3.2. List of the shareholders acquired new shares from the increase. The list shall include the data under p.1.1.7.1-1.1.7.4;
3.3.3. Copy of the publication in State Gazette for advance notifying the shareholders with regard to registration and payment of additional contributions from the capital increase;
3.3.4. Statement of the representative of the company – issuer that the shareholders have not made contributions for paying the shares from the increase within the specified term.
3.4. Registration of the capital increase through rights issues and registration of rights entitling the holder to listed shares.
3.4.1. Registration of the rights issues and registration of rights entitling the holder to listed shares shall be performed according to Procedure 20 (E20).
3.4.2. Registration of the rights entitling the holder to listed shares shall be performed based on Statement – Form 03/E02 and the documents under p.p. 3.1.2, 3.1.3, 3.1.5. - 3.1.5.4, 3.1.6, 3.1.7.
3.4.3. Registered rights entitling the holder to listed shares shall be blocked on the respective accounts of the shareholders until the capital increase is entered into the register under Art. 30 of the Law on Commission of Financial Supervision. Shares shall be unblocked based on a notification from the Commission of Financial Supervision, stating that the decision for registration of the capital increase is entered in the register in compliance with Art. 30 of the Law on Commission of Financial Supervision and it has entered into effect. Unblocking shall be accomplished within one working day following the receipt of the notification.
3.5. Registration of the capital increase through initial offering of securities on Bulgarian Stock Exchange.
3.5.1. Central Depository registers temporary issue of securities which shall be subject of initial offering on the floor of Bulgarian Stock Exchange based on Statement Form 05/E02 and the following documents:
3.5.1.1. Decision of the competent body of the issuer for capital change through initial offering of securities on the floor of Bulgarian Stock Exchange;
3.5.1.2. Decision of the Commission of Financial Supervision for approval of Prospectus of the issuer for initial offering of securities;
3.5.1.3. Certified copy of the publication in State Gazette where the term of the subscription is specified;
3.5.1.4. Certificate from the service bank for opened and blocked account in compliance with Art.89 of LPOS.
3.5.1.5. Certificate of ISIN Code of the temporary issue
3.5.1.6. Document of paid fee for registration of temporary issue;
3.5.1.7. Agreement between the issuer and the investment intermediary, administrating the capital increase.
3.5.2. Securities from the issue under p.3.5.1 acquired during the subscription shall be registered on a client account with the investment intermediary through whom they have been acquired.
3.5.3. Following the completion of the subscription and the registration of the capital increase in Companies Register, Central Depository shall register the shares from the capital increase based on Statement Form 03/E02 and the documents under p.p. 3.1.2, 3.1.3, 3.1.6, 3.1.7.
3.5.4. Shares from the capital increase shall be registered on accounts of the shareholders with the investment intermediary, with which the accounts under p.3.5.2. have been opened.
3.5.5. Central Depository shall issue Act of registration of capital increase under this procedure, certifying the total amount of the issue / shares after the increase and data of the shareholders who have acquired shares from the increase.
Registration of capital reduction
Registration of capital reduction by reducing the nominal value of the shares – shall be performed based on Statement – Form 04/E02 and the documents under p.p. 3.1.2., 3.1.3, 3.1.4, 3.1.7.
Upon explicit demand of the issuer /free style/ the Central Depository shall issue new depository receipts with changed nominal value of the shares. The receipts shall be submitted to the issuer for which the issuer shall pay a fee according to the Tariff of the Central Depository.
The Central Depository shall issue Act of registration of the capital reduction under this procedure, certifying the total amount of the issue/ shares after reduction.
Capital reduction through immobilization of shares.
Immobilization of shares – shall be performed based on Statement – Form 06/П02; decision of the competent body of the issuer for reduction of the capital; list of the persons whose shares shall be immobilized including the data under p.p. 1.1.7.1 – 1.1.7.4; certified copy of the court order for registration of the capital reduction; annex to the Agreement under p.1.1.8 with regard to the relationships between the Central Depository and the issuer regarding reduction of the capital of the issuer; document for paid fee for registration of the change.
In case of immobilizing of shares through buy back from the issuer, the investment intermediary servicing the buy-back shall notify the Central Depository for the beginning of the buy-back under this procedure and provide a certified copy of the court decision for registration in Companies Register the decision of the General Meeting of the issuer for the buy-back of shares intended their further immobilization.
After completion of the buy-back of shares, the Central Depository shall issue a certificate of the amount of the shares bought back, registered on a client account in the name of the issuer with the investment intermediary, which have administrated the buy-back. The certificate shall be provided to the investment intermediary.
Cancellation of the shares under p.3.6.2.2.1 shall be performed based on the following submitted documents: a certified copy of the decision of the General Meeting of the issuer for cancellation of the shares under p.p.3.6.2.2.1; a certified copy of the court order for reduction of the capital by the amount of the shares under p.3.6.2.2.1; Statement for cancellation of shares–Form 07/E02.
Based on the documents under p. 3.6.2.2.2 the Central Depository shall transfer from the account under p. 3.6.2.2.1. to the issuer’s own account, and shall cancel/delete the shares from this account. The Central Depository shall issue Act for registration of the change.
Registrations under p.3 shall be made within a 10 working day period after receiving of the full set of the documents unless other terms are specified by law.
4. Registration of apportation of securities.
Registration shall be performed based on the following documents:
Statement Form 08/E02 from the representative of the company for registration of the apportation through transfer of the shares from the account of the principal, holder of the securities to the company account. The statement shall be submitted together with the following documents:
Copy of the decision of the competent body of the issuer/client certified by the Companies Register/Register of the respective court for participation in the company incorporation or in the increase of the capital through apportation of own securities.
Copy of the decision for amendment of the contract of incorporation, respectively the Articles of Association certified by the Companies Register/Register of the respective court, including detailed description of the contribution and the contributor.
Written consent of the contributor, certified in front of notary, with description of the contribution.
Court order for incorporation of the company or increase of the capital – in original, transcript certified by court or copy certified in front of notary.
Excerpt from the contract of incorporation, respectively Articles of Association certified in front of notary.
Certified copy of the court order for acceptance of the expert assessment.
Document for paid fee for registration of the apportation.
2. Registration of transformation of issuer/client (merger, consolidation, separation, division).
Transformation of issuer/client shall be registered on the basis of:
Statement for registration of transformation of issuer/client – Form 09/E02.
Certified copy of a decision of the competent body of the issuer/client, taken the decision for transformation. It shall be submitted for both companies.
Certified copy of court order for registration of the transformation in Companies Register. It shall be submitted for both companies.
Certified copy of court order for deletion of issuer/client from the Companies Register (in case of merger, consolidation and division).
Name, BULSTAT of the acquiring/newly established company shall be indicated in the application.
Document for paid fee for registration of transformation. Each entry of transfer of shares in case of merger, consolidation, separation, division shall be charged separately for each registration.
Transformation plan certified by the Companies Register/Register of the respective court, where the allocation of the shares after the transformation shall be indicated.
List of the shareholders of the acquiring/newly established company with the shares they hold after the transformation. The list shall include the data specified under p.1.1.7.1 – 1.1.7.4.
In case the shares of the transforming company are on a client account with an investment intermediary, the statement under p.5.1.1 and the documents under p.5.1.2-5.1.5 shall be submitted by the investment intermediary.
In case the transforming company is an issuer, the statement and documents under p.5.1.2-5.1.4 shall be submitted by the company – issuer.
In cases under Art.262ч, para.5, of the Commercial Code, the statement shall be signed by the Board of Directors of the applicant, and in cases under p.5.2 – by the Board of Directors and Investment Intermediary in compliance with the requirements under Art.262 of the Commercial Code.
Accounts of the shareholders opened after registration of the transformation shall remain client/personal as before the transformation.
Before registration of transformation of issuer/client, the representative of the acquiring/newly established company shall submit a request to the Central Depository for issuance of a certificate of presence/lack of encumbrances on the shares that shall be acquired as a result of the transformation.
In case of registration of transformation of an issuer/client, the Central Depository shall transfer the shares together with the encumbrances established thereon, if available, on the grounds of Art. 261d, para.2 of Commercial Code.
In case of registration of transformation, for each entry the Central Depository shall issue Act of registration and depository receipts of the shareholders in the acquiring / newly established company in case the shares are on personal accounts.
3. Writing off a company-issuer by the Central Depository.
Writing off a company-issuer by the Central Depository in case of changing the type of the shares from dematerialized into materialized shares shall be performed on the basis of:
Application for writing off the issue - Form 10/E02
Court order certified by Companies Register/Register of the respective court for express registration in Companies Register of the change of the type of the shares from dematerialized into materialized shares.
Copy of actual Articles of Association of the company, certified by Companies Register/Register of the respective court, which shall include the change of the types of the shares.
Copy of the decision of the competent body of the issuer, certified by Companies Register/Register of the respective court, for change of the type of the shares from dematerialized into materialized shares.
Document from the Commission of Financial Supervision for writing off the company from Public Companies Register and that the decision of the Commission of Financial Supervision has entered into effect.
Document for paid fee for deletion of the issuer from the register of the Central Depository and fee for drawing out the securities.
Writing off the company-issuer upon its deletion from Companies Register shall be made on the basis of:
Notification in writing from the representative of the company-issuer.
Certified copy of court order for registration of the deletion in Companies Register.
Document for paid fee for deletion and drawing out the securities.
In case the issue is encumbered (blocking, pledges or distraints on the shares) the Central Depository shall notify in writing the interest parties after receipt of the application for writing off the issue.
In case the issue is encumbered (blocking, pledges or distraints on the shares) the issuer shall declare in writing that undertakes to enter in Register of Materialized Shares or on interim certificates, the encumbrances entered in the register of the Central Depository as of the moment of the writing off. Declaration – Form 11/E02.
The company-issuer shall pay the amounts due under the agreement as per p.1.1.8 up to the moment of writing off the issue from the register of the Central Depository.
The Central Depository shall issue Act for deletion of the issue from the register. The company shall issue materialized shares, interim certificates and a register of materialized shares on the grounds of the data specified in Deletion Act.
4. Bond issues shall be registered on the basis of:
Registration Statement Form 12/E02, in which the bond issue data shall be specified: ISIN code of the issue; date of issuing; bond issue amount (in the respective currency); number of bonds; nominal value of one bond; bond type (ordinary debentures, mortgage backed securities); issue type (public/non-public); issue term; currency; interest; period of payment.
Documents under p.p. 1.1.2 – 1.1.6 and list of bondholders which shall include the data specified under p.1.1.7.1 – 1.1.7.4. Copy of Memorandum for issuing the bond issue shall be submitted together with a copy of Articles of Association of the company under p.1.1.4.
Agreement between the Central Depository and the issuer for maintenance of actual register of the bond issue, where the matters related to the writing off the issue from the registries of the Central Depository after its maturity can also be governed.
Document for paid fee for registration of the bond issue.
Registration shall be made within one working day. Central Depository shall issue Act of bond registration which shall be provided pursuant to p.2.1.
5. Writing off a bond issue from the register of the Central Depository.
Bond issue shall be written off from the register of the Central Depository after expiration of its term, in compliance with the agreement under p. 7.3, and in case these issues are not governed in such agreement, the writing off shall be made on the grounds of application for writing off the issue from the register of the Central Depository submitted by the representative of the company, issuer of the bond issue and document for paid fee.
The application shall include the date of maturity of the issue as well as the date on which the issue shall be written off from the register of the Central Depository.
On the date specified by the issuer (under an agreement or respectively by application) the Central Depository shall delete the bond issue and shall issue Act of Deletion of the Issue therefore.
6. Disbursement of dividends and payments on bond issues.
Disbursement of dividend on share issues.
9.1.1 Before disbursement of dividends the Central Depository shall allocate the amounts of the dividends among shareholders on the grounds of Statement which shall include:
Issue identification - ISIN code, number of shares, nominal value per share.
Dividend amount per share.
The date at which the shareholders’ list shall be specified. Central Depository is not responsible in case the date specified in the statement is not in conformity with the requirements specified under Art.115b, para.1 of LPOS.
Initial date of dividend disbursement
Certified copy of the competent body for dividend disbursement shall be enclosed to the statement.
Agreement for administration of the disbursement signed between the issuer and the Central Depository.
Document for paid fee for the service provided shall be enclosed too.
The issuer shall transfer the amount for disbursement of the dividends, after deduction of the tax due, to an account of the Central Depository whereas the amount shall be transferred within the terms as follows:
For BGN payments – the amount should be deposited on an account of the Central Depository within 4 /four/ working days prior to the initial date of dividend disbursement, not including the date of disbursement;
For FC payments – the amount should be deposited on an account of the Central Depository not later than 4 /four/ working days prior to the initial date of dividend disbursement, not including the date of disbursement;
9.1.6 In case of established encumbrances– distraints or pledges, the issuer shall provide consent on behalf of the creditors for dividend disbursement within the term as specified under Art.73 of Commercial Code. The amounts for the dividend shall be blocked on pledged or distrained shares by order of the issuer until consent of all the shareholders is provided.
9.1.7 The Central Depository shall prepare lists by investment intermediaries including allocation of the amounts for dividend disbursement to their clients, company shareholders. The lists shall be submitted to the respective investment intermediary together with the transfer of the amounts.
9.1.8 The Central Depository shall provide a list of the shareholders with personal accounts to the service bank according to the terms of an agreement signed between the bank, the company and the Central Depository.
9.1.9 In case the payments shall be made at issuer’s desk, the Central Depository shall provide the list for dividend disbursement by shareholders to an authorized representative of the issuer.
9.1.10 Dividend payment through the system of the Central Depository shall be made in compliance with Procedure №27.
Disbursements on bond issues shall be made based on:
Statement from the company-issuer of the issue which shall contain the data as follows:
Issue identification – ISIN code, number of bonds, nominal value per bond.
Amount of the payment due per bond.
The date at which the bondholders’ list shall be specified. The Central Depository is not responsible in case the date specified in the statement is not in conformity with the requirement as specified by law or with the information announced in the issue prospectus.
Maturity date of payment.
Agreement for administration of the disbursement signed between the issuer and the Central Depository.
Document for paid fee.
The Central Depository shall notify the issuer about the total amount of payment after calculations and in round figures.
The issuer shall transfer the amount for disbursement of the payments due under the bond issue to an account of the Central Depository after deduction of the tax due. The amount shall be deposited to the account of the Central Depository within the following terms:
For BGN payments – the amount should be deposited to an account of the Central Depository within 4 /four/ business days prior to the initial date of payment, not including the payment date;
For FC payments – the amount should be deposited on an account of the Central Depository not later than 4 /four/ business days prior to the initial date of payment, not including the date of payment;
The Central Depository shall prepare lists by investment intermediaries with allocation of the payment amounts under the bond issue to their clients, company bondholders. The lists shall be submitted to the respective investment intermediaries along with the transfer of the amounts.
Payments under bond issues through the system of the Central Depository shall be made in compliance with Procedure №27.
7. Preparing and receiving of check ups from the Central Depository Register.
Preparing of Register of Shareholders – shall be made based on a written application submitted to the Central Depository /on spot, by post, by fax/- Form 13/E02. The application shall include the following data:
Company name, BULSTAT number, seat and registered office.
The date as of which Register of Shareholders shall be issued.
The application for preparing the register of shareholders can be submitted via internet by filling in a electronic registration form:
The issuer shall register initially in the web-site of the Central Depository in order to obtain an official access to menu “clients/conditions”, on the basis of a hard copy application containing the company name and post address, the company number with the Central Depository system; electronic address on which the check-ups requested shall be submitted; contact person’s full name and phone number. The application shall be signed by the representative of the company and shall be sent by post or by bearer. Menu “clients” shall be accessed following its initial registration in “REGISTRATION WEB.CDAD” on the grounds of username and password filled in.
Based on the application under p.10.1.3.1 the Central Depository shall provide official access to menu “clients” to the person authorized by the issuer.
The Central Depository shall prepare register of shareholders and other check-ups on the basis of the requests received electronically through menu “services for issuers” in the Central Depository web-site to the electronic address specified in the application.
For changing the data under p.10.1.3.1 the issuer shall submit to the Central Depository new application on hard copy.
Registers of shareholders on hard copy shall be provided to the representative of the company or a person explicitly authorized by him. Registers of shareholders shall be received in case the following documents are provided:
Certificate of actual legal status of the company;
Power of attorney, in case Register of Shareholders will be received by an authorized person;
Identity card of the person receiving it
Document for paid fee.
Check ups upon demand of the Commission of Financial Supervision, bodies of judicial authorities and other public institutions.
Check ups shall be prepared upon demand of the applicants and in conformity with the provisions of Art.133 of LPOS.
Document for paid fee, if due, according to Central Depository Tariff, shall be submitted.
Check-ups shall be provided to the applicant in the way of submission of the demand – respectively by post or by bearer.
The Central Depository shall prepare/submit the following check-ups/pieces of information with regard to the registers of the joint-stock companies maintained by the Depository:
· Certificate of capital structure;
· Check-up for the movements registered in the account of the company – issuer;
· Portfolio of issuer/client;
· Check-up for a shareholder’s share in percentage;
· Check-ups for the capital amount and for encumbrances on the issue;
· Check-ups for paid dividends/interest and principals;
· others
The check-ups shall be provided to the empowered persons in compliance with the provisions of Art. 133 of LPOS and Art.21 of Regulation №8 of the Commission of Financial Supervision on the Central Depository of securities.
The check-ups shall be prepared after receiving a written statement/demand by the applicant and shall be received by the applicant in the Central Depository office or by a person authorized by him against a document of fee paid for preparing the check-up.
8. ISIN Coding.
ISIN Coding shall be made based on Demand From 14/EП02 submitted in the Central Depository for obtaining an ISIN code, which shall be completed by:
Copy of actual court certificate certified by the Commercial Register.
Document for paid fee for issuing ISIN code.
The Central Depository shall provide ISIN code and register this code in Public Electronic Register of ISIN code of dematerialized securities and shall issue certificate of the code obtained to the applicant.
ISIN Code Certificate shall be received by a representative of the issuer.
In case of ISIN coding of materialized securities, a copy of the decision of the Ministry of Finance for printing materialized securities shall be enclosed to the demand under p.11.1.
9. Change of personal data of issuers of securities:
In case of change of personal data of a company - issuer, the company issuer shall notify the Central Depository in writing for the changes immediately after their registration in Companies Register for which it shall enclose a copy of the court order for registration of the change. The notification shall be signed by the representative of the company.
Company-issuer personal data shall be as follows:
Name of the company-issuer;
BULSTAT number;
Seat and registered office;
Change of the persons representing the company;
Legal status of the company /bankruptcy proceedings, liquidation proceedings/.
10. Registration of securities issue in special cases.
In case of immobilization/dematerialization of securities, the issuers should register the securities issue with the Central Depository pursuant to p.1.
After registration of the issue, the securities shall be immobilized/dematerialized by an investment intermediary, with which the company-issuer has concluded an agreement. For immobilization/dematerialization of securities the investment intermediary shall submit to the Central Depository the following documents:
13.2.1 Application for immobilization/dematerialization of securities signed by the representative of the investment intermediary.
13.2.2 Certified copy of the agreement between the issuer and the investment intermediary.
13.2.3 Written statement of receipt and transfer between the investment intermediary and the Central Depository – Form 15/E02 , which shall contain the following data:
· the shareholders’ data under p.1.1.7.1-1.1.7.4;
· type of securities;
· number of the denomination;
· denomination structure of the securities – number of securities, nominal value per share and total nominal value;
· subsequent numbers of the securities;
Hand-over protocol shall be signed by the representative of the investment intermediary by court registration or by a person explicitly authorized by him;
13.2.4. Originals of securities;
13.2.5. Document for paid fee for immobilization/dematerialization of securities;
13.3. In case of registration of company-issuer if some personal data of the shareholders under p.1.1.7.1-1.1.7.4 are missing, the shares shall not be registered on the holders’ individual accounts. In this case the total amount of securities, of the shareholders with missing data, shall be registered in separate “deposit account of securities of shareholders with missing data”. When all required personal data for these shareholders are provided, the respective securities shall be transferred from the general deposit account to a holder’s own account.
14. The Central Depository may require other documents or information from the company if needed for registrations or changes in the register.
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